Modern Slavery Statement

Financial year ending March 2026

Our Commitment

Although Family Capital Limited is not required to produce a modern slavery statement under the Modern Slavery Act 2015, we believe in ethical business practices and wish to set out our approach voluntarily.

Family Capital Limited is committed to preventing modern slavery and human trafficking in all its forms. We recognise our responsibility to be alert to the risks, however small, within our own business and in our wider supply chain. This statement sets out the steps we have taken and continue to take to ensure that modern slavery and human trafficking are not taking place within our business or supply chain.

About Our Business

Family Capital Limited is a wealth management firm authorised and regulated by the Financial Conduct Authority (Company No. 10457142). Our registered office is 68 King William Street, London EC4N 7HR. We provide financial planning and investment management services to high net worth individuals and families. Our operations are primarily UK-based, and we employ a small, professional team.

Our Supply Chain

Our supply chain is relatively straightforward, consisting primarily of:

• Investment platform providers and custodians
• Technology and software service providers
• Professional services firms (legal, accounting, compliance)
• Office and facilities management providers

Given the nature of our business and supply chain, we consider the risk of modern slavery within our direct operations to be low. However, we remain vigilant and take the following steps to address the risk.

Our Policies

We have policies and procedures in place that are relevant to modern slavery, including:

• Anti-money laundering procedures: our AML and KYC checks help identify suspicious activity, which may include proceeds of slavery or trafficking
• Recruitment policy: we verify the identity and right to work of all employees, and ensure fair employment practices
• Whistleblowing policy: employees are encouraged to report any concerns without fear of reprisal
• Supplier due diligence: we assess our key suppliers and expect them to uphold ethical standards

Due Diligence

As part of our efforts to monitor and reduce the risk of modern slavery, we undertake the following due diligence measures:

• Conducting appropriate checks on new suppliers and partners
• Reviewing our supply chain periodically to assess exposure to modern slavery risks
• Maintaining robust anti-money laundering controls that may identify proceeds of forced labour or trafficking
• Ensuring our recruitment processes include verification of candidates' identity and eligibility to work

Training and Awareness

We are committed to raising awareness of modern slavery among our staff. Key measures include:

• Ensuring all staff are aware of the signs of modern slavery and how to report concerns
• Incorporating modern slavery awareness into our compliance training programme
• Providing guidance on how modern slavery risks may manifest in financial services

Effectiveness and Review

We will continue to review and develop our approach to tackling modern slavery risks. We measure our effectiveness by:

• Monitoring any reported concerns or suspicious activity
• Reviewing our policies and procedures on an annual basis
• Assessing any new risks that emerge as our business or supply chain changes

Approval

This statement has been approved by the board of directors of Family Capital Limited and will be reviewed and updated annually.